Investment Options
A Wide-Range of Investment Opportunities
Through our affiliation with First Allied, we provide a wide-range of investment options. Together, we offer you the objectivity of working with an independent financial consultant combined with the stability and strength to access the world's financial markets and a wealth of investment resources. Our investment options include:
Retirement Accounts
- IRAs
- SEP/IRAs
- Roth IRAs
- Simple IRAs
- Defined contribution
- Money-purchase pension plan
- Profit-sharing plan
- 403(b)
- 401(k)
Mutual Funds
- Open-end funds
- Closed-end funds
- Networking
- Dividend reinvestment
Unit Investment Trusts
Asset Management
- Independent manager search
- Performance monitoring and reporting
- Wrap-fee accounts
- Asset allocation
- Fee-in-lieu accounts
- Outside managed accounts
Stocks
- NYSE-listed stocks
- NASDAQ over-the counter
- All other major exchanges
- Foreign stocks
- Margin accounts
- Corporate finance
- Investment banking
- 144 and other restricted securities sales
- Employee stock-option plans
Cash Management
- Daily sweep accounts
- Money markets
- Insured CDs
- Online account access
Bonds
- CMOs
- Convertible
- Corporate
- Municipal
- Zero coupon
Government Securities
- Ginnie Maes
- Treasury bills
- Treasury bonds
- Treasury notes
Options
- All major exchanges
Insurance
- Fixed annuities
- Variable annuities
- Term life
- Variable life
- Universal life
- Whole life
- Disability
- Long-term care
Alternative Investments (available for accredited/qualified investors only)
- REITs
- Equipment leasing
- Managed futures
- Equity-linked notes
- Oil & Gas Programs
- Tax Credit Programs
- Real Estate LLC’s
- Mortgage Funds
- Private Equity / Venture Capital
And More...
- Education and 529 plans